Surveillance Functions for 1ST Line of Defence

Surveillance Functions for 1ST Line of Defence

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Major financial institutions are increasingly focused on effectively…
Steps in Developing a Conduct Risk Framework

Steps in Developing a Conduct Risk Framework

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Many financial services firms are now working to embed conduct…
Cognitive View at ASIC Monitoring Financial Promotions Event

Cognitive View demonstrated at ASICs Monitoring Financial Promotions Event

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Last Friday, 2nd August, ASICs Regtech Monitoring Financial Promotions…
Cognitive View Participated in FLIP Law Conference and Innovation Dinner, NSW 2019

Cognitive View Participated in FLIP Law Conference and Innovation Dinner, NSW 2019

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Following last year's success, the Future of Law and Innovation…
Compliance and the role of Fintech, Insurtech, regtech

Compliance and the role of Fintech, Insurtech and Regtech

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The third Thomson Reuters Regulatory Intelligence record discussing…