Continuous Auditing for Compliance & Conduct Risk

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Making the shift, from a function most commonly associated with…

Automation of 2020 General Insurance Code of Practice compliance

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What is the 2020 General Insurance code of conduct The 2020…

How is a compliance risk assessment different from other risk assessments?

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Organizations conduct assessments to identify different types…
Cognitive View at ASIC Monitoring Financial Promotions Event

Cognitive View demonstrated at ASICs Monitoring Financial Promotions Event

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Last Friday, 2nd August, ASICs Regtech Monitoring Financial Promotions…
Front Office Control Function

Why you need to establish a Front Office Control Function

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The need for 1st office controls is in the here and now. More…