Continuous Auditing for Compliance & Conduct Risk

Making the shift, from a function most commonly associated with…

Automation of 2020 General Insurance Code of Practice compliance

What is the 2020 General Insurance code of conduct The 2020…

How is a compliance risk assessment different from other risk assessments?

Organizations conduct assessments to identify different types…
Cognitive View at ASIC Monitoring Financial Promotions Event

Cognitive View demonstrated at ASICs Monitoring Financial Promotions Event

Last Friday, 2nd August, ASICs Regtech Monitoring Financial Promotions…
Front Office Control Function

Why you need to establish a Front Office Control Function

The need for 1st office controls is in the here and now. More…