CV Blog Monitoring Product Design & Distribution requirements

Monitoring product design & distribution obligations

ASIC released Regulatory Guide 274 Product design and distribution…
Cognitive View in 2020 OECD Global Blockchain Policy Centre

OECD Global Blockchain Policy Centre invited Cognitive view to showcase it's distributed ledger technology addressing public policy issues

The OECD Global Blockchain Policy Centre has recently invited Cognitive…
CV Blog BCP rise based supervision

Embedding the banking code of practice : Risk-based supervision

Banks must ensure that communications and training about the…

Customer vulnerability requirements for GI Code of practise

One of the great things about GI Code of practice (GICOP) is…

Continuous Auditing for Compliance & Conduct Risk

Making the shift, from a function most commonly associated with…