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Understand changing Regulations
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Identify Obligations
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Manage Obligations and Related Controls
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Built-in Regulatory Libraries
Poor conduct outcomes can arise when product design, marketing, sales, and advice, as well as post-sale practices, are driven by concerns about
“What will sell the most”
rather than what customer needs and what is most suitable for their needs
“Is this right for them?”
Conduct Surveillance is a next-generation surveillance solution that organizations can use to identify manipulation, collusion, improper sales practice, and unethical practices.
