Risk Management Software for Finance
Cognitive View automates financial service compliance so you can reduce cost, drive revenue, and build trust through continuous monitoring and assurance. Eliminate spreadsheets and time-consuming tasks for streamlined audits.
FINRA compliance solutions
We help you maintain FINRA & financial service laws compliance by continuously monitoring omnichannel communication channels and notifying you if there is an incident or breach.
Leverage hundreds of out-of-the-box regulatory policies and controls and consistently monitor them uniformly across all channels.
Key Benefits
Significant cost savings with automation of manual review
Proactive compliance and conduct risk management
Drive better customer experience
Build your own compliance policies
FINRA
SEC
Market Conduct
Privacy
CFPB
NAIC
Promotion
Sales & Advise
Post-sales & Support
Underwriting & Policy Management
Claims Management
Complaints Management
Financial services compliance
We connect with, monitor, and help configure your customer and employee conversations to be financial services compliant.
Key Benefits
Monitor 80+ communication channels including for voice, video and text
Review incident and breach through our dashboard with associated risk scores and details
Real-time breach reporting
